Core Viewpoint - The actual controller of Baoneng New Energy, Ye Huanneng, received an administrative penalty notice from the Guangdong Securities Regulatory Bureau for failing to disclose shareholding arrangements, resulting in a warning and a fine of 2 million yuan. Additionally, he faces penalties related to illegal share reductions amounting to 25.54 million yuan in illegal gains and a fine of 10 million yuan [1]. Group 1 - Ye Huanneng was penalized for not truthfully disclosing the shareholding arrangement involving 111 million shares (5.11% of total shares) transferred to Ning Yuanxi for holding on behalf of Baoneng New Energy [1]. - The illegal reduction of shares involved a 1.1% reduction, amounting to 141 million yuan, which occurred between December 20 and December 27, 2021 [1]. - The company stated that these matters do not involve current directors or senior management and will not affect normal business operations [2]. Group 2 - In April of the previous year, Baoneng New Energy issued a correction and apology regarding Ye Huanneng's Hong Kong residency and shareholding arrangements [3]. - Ning Yuanxi, the former chairman of Baoneng New Energy, was previously convicted of embezzlement but is currently undergoing a retrial due to unclear facts in the original judgment [3]. - The trial of Ning Yuanxi and another individual lasted 46 days and has attracted significant media attention, with the deadline for the trial extended to December 11 [4].
隐瞒代持、违规减持,宝新能源实控人拟被罚没3754万元