中证报价开展场外债券投资交易业务情况排查 聚焦机构名称变更与实际展业情况
Zhong Guo Zheng Quan Bao·2025-12-04 04:44

Group 1 - The core viewpoint of the article highlights that the China Securities Regulatory Commission (CSRC) and the China Securities Association have initiated a review of off-market bond investment trading activities among securities and fund management institutions to ensure compliance and data accuracy [1][2] - The review focuses on the timely updating of institutional information in the off-market bond investment trading reporting system, which is essential for the accuracy of regulatory data [1] - Securities and fund management institutions are required to report their bond investment trading data monthly, and those not engaged in any bond-related business must register on the monitoring platform and provide basic information [1] Group 2 - The reporting account permissions for institutions are divided into main accounts and sub-accounts, with sub-accounts categorized into four types, including "self-owned fund investment" and "securities private asset management" [2] - The review process is a routine measure by regulatory authorities to understand market activities and promote compliance management among securities and fund management institutions [2]