广州思林杰科技股份有限公司关于公司及相关人员收到广东证监局行政监管措施决定书的公告

Core Viewpoint - Guangzhou Silin Jie Technology Co., Ltd. has received an administrative regulatory decision from the Guangdong Securities Regulatory Bureau due to issues related to inaccurate information disclosure and improper use of raised funds [1][2][3] Group 1: Information Disclosure Issues - The company’s actual controller and chairman, Zhou Maolin, along with the general manager, Liu Yang, failed to disclose that they were holding a total of 1.32% of the company's shares on behalf of others, leading to inaccuracies in the company's annual reports [1][2] - Zhou Maolin and Liu Yang are primarily responsible for the violation of the Information Disclosure Management Measures [2][3] Group 2: Fundraising and Usage Compliance - The company misused raised funds by exceeding the purposes outlined in the prospectus, including using funds for non-project personnel salaries without proper approval [2][3] - The company also failed to comply with the third-party custody agreement regarding the storage of excess raised funds, leading to inaccuracies in the reporting of fund usage [2][3] Group 3: Regulatory Actions and Company Response - The regulatory authority has mandated the company to correct its practices and issued warning letters to Zhou Maolin, Liu Yang, and other responsible personnel [3] - The company has acknowledged the issues raised in the decision and is committed to improving compliance with relevant laws and regulations, planning to submit a rectification report within 30 days [4]