吴清:严防非法交易与市场秩序扰乱行为
Feng Huang Wang·2025-12-06 08:04

Core Viewpoint - The Chairman of the China Securities Regulatory Commission, Wu Qing, emphasized that safety development is the industry's bottom line, urging institutions to strengthen compliance and risk management awareness [1] Group 1: Compliance and Governance - Institutions need to enhance compliance risk awareness and establish rigid requirements for corporate governance and employee management [1] - Clear delineation of responsibilities and authority is necessary to prevent internal interference [1] Group 2: Risk Management - There is a focus on managing related party transactions and compliance education to improve fairness in trading services [1] - The industry must be vigilant against illegal trading and disruptions to market order [1] - Key risk areas include margin financing, over-the-counter business, credit, liquidity, and compliance [1] Group 3: Industry Adaptation - The industry should strengthen analysis of new business models and respond promptly to market concerns [1]