深耕新三板“苗圃” 培育创新“小巨人”企业——证券行业服务科技创新调研之财信证券样本

Core Viewpoint - The article highlights the role of financial institutions, particularly Caixin Securities, in supporting innovative small and medium-sized enterprises (SMEs) like Diya Environment and Jiashengde through capital market access, enabling their growth and development in specialized technology sectors [6][10]. Group 1: Company Overview - Diya Environment, established in 2006, has developed a proprietary biotechnological method for treating landfill leachate, holding 33 patents and 8 software copyrights [7]. - Jiashengde is a leading domestic producer of electronic-grade specialty resins, crucial for semiconductor packaging and applications in aerospace and new energy vehicles [8][9]. Group 2: Financing Challenges - Diya Environment faced significant financing difficulties, including short-term loans for long-term projects and limited financing channels due to its asset-light model [7]. - Jiashengde also encountered funding challenges, particularly in proving its technological advantages in a highly specialized market [9]. Group 3: Capital Market Engagement - Diya Environment turned to the New Third Board (NTE) for equity financing, successfully listing in March 2023 and raising over 25 million yuan through targeted stock issuance [8]. - Jiashengde completed its NTE listing in March 2023, aided by a systematic technical validation process that helped it gain market recognition [9]. Group 4: Growth and Development - Diya Environment's growth trajectory includes multiple stages of capital market engagement, from regional equity markets to the NTE, enhancing its production capacity and market reach [10]. - Jiashengde's listing on the NTE has significantly improved its brand image and market credibility, facilitating talent acquisition and industry collaboration [14]. Group 5: Service Model of Financial Institutions - Caixin Securities has developed a comprehensive service model for innovative SMEs, providing not just financing but also governance and operational support throughout the companies' growth cycles [11][12]. - The firm has established a specialized investment fund and expanded its market services to better support the unique needs of technology-driven SMEs [11]. Group 6: Impact of Capital Market - The NTE has become a vital platform for SMEs, with 158 new companies listed in the first half of the year, marking a 50% increase year-on-year [9]. - The article emphasizes the importance of a multi-tiered capital market system in nurturing innovative SMEs, with the NTE serving as a crucial link for companies aiming for higher market levels [12][18].