FINRA Cautions Broker/Dealers on Gen AI Hallucinations

You can find original article here WealthManagement. Subscribe to our free daily WealthManagement newsletters. Brokerage regulators are urging firms to be vigilant for the risk of hallucinations when using generative artificial intelligence tools in their operations. The Financial Industry Regulatory Authority released its 2026 regulatory oversight report this week, an annual analysis from the organization sharing insights from its oversight of registrants to “help firms enhance their resilience and streng ...