Zhong Guo Zheng Quan Bao·2025-12-09 20:48Core Viewpoint - Huatai Securities emphasizes the importance of integrating party leadership and compliance culture into its governance framework to enhance its competitiveness and ensure sustainable development in the financial sector [1][2]. Group 1: Party Leadership and Compliance Culture - The company views party discipline and integrity as essential for high-quality development, aiming to create a clean corporate environment that supports its goal of becoming a leading investment bank [2][6]. - Huatai Securities has implemented a comprehensive learning mechanism to strengthen awareness of party regulations and compliance, ensuring that all employees are well-versed in the company's integrity culture [2][3]. Group 2: Digital Transformation and Risk Management - The company has developed a "Integrity Risk Management System" that identifies over 1,200 internal control points across its business chain, enabling real-time risk alerts and management [4][5]. - Huatai Securities has launched an employee investment behavior monitoring system to prevent improper trading and information leaks, enhancing compliance throughout its operations [5][6]. Group 3: Integration of Integrity into Business Operations - Integrity is embedded in various business processes, including financial management, procurement, and marketing, through a comprehensive management system that emphasizes risk prevention and accountability [6][7]. - The company has established a robust internal compliance and risk management framework, ensuring strict adherence to regulations and effective management of insider information [7].