倒计时20天！信托机构密集补位首席合规官

Core Viewpoint - The recent appointment of Chief Compliance Officers (CCOs) in multiple trust companies is driven by regulatory requirements and the need for industry transformation and stable operations [1][3][5]. Group 1: Regulatory Requirements - The establishment of CCOs in trust companies is a response to the revised "Trust Company Management Measures," which mandates that CCOs be appointed by January 1, 2026 [1][5]. - The "Financial Institutions Compliance Management Measures," effective from March 1, 2023, requires financial institutions to have a CCO who reports directly to the board [4][5]. Group 2: Industry Transformation - The appointment of CCOs aims to enhance compliance governance capabilities, prevent systemic risks, and address previous issues of compliance management at the executive level [3][5]. - CCOs will play a crucial role in integrating compliance into strategic decision-making and business processes, shifting compliance from a support function to a decision-making role [5][6]. Group 3: Risk Management - The trust industry has faced numerous compliance violations, with penalties reaching 18.03 million yuan in 2025, highlighting the need for robust risk management frameworks [3][5]. - CCOs are expected to lead the development of comprehensive risk control mechanisms, ensuring compliance checks are integrated into key business stages [3][5]. Group 4: Enhancing Industry Credibility - The establishment of CCOs is also aimed at restoring the credibility of the trust industry, which has suffered from inadequate information disclosure and other issues that have harmed investor interests [3][5]. - By strengthening oversight, CCOs can improve the transparency of trust products and rebuild trust among high-net-worth clients [3][5].