平安银行聘任首席合规官，由首席风险官吴雷鸣兼任

Core Viewpoint - The appointment of Wu Leiming as the Chief Compliance Officer of Ping An Bank highlights a trend of financial institutions intensifying the establishment of compliance officer positions, with multiple institutions receiving regulatory approval for such appointments since November [1][6]. Group 1: Appointment Details - Ping An Bank's board has approved the appointment of Wu Leiming as Chief Compliance Officer, who also serves as the bank's Assistant President and Chief Risk Officer [2][7]. - Wu Leiming has been with the institution since October 2002, originally joining Shenzhen Development Bank, which is the predecessor of Ping An Bank [2][7]. Group 2: Regulatory Context - The National Financial Regulatory Administration has indicated that it allows the Chief Compliance Officer position to be held by other senior management personnel, provided they do not oversee front-office operations or other areas that may conflict with compliance management [2][7]. - The regulatory framework mandates that financial institutions establish a Chief Compliance Officer at their headquarters, who will report directly to the board and the bank president [10]. Group 3: Recent Trends in Compliance Officer Appointments - Several financial institutions have recently had their Chief Compliance Officer appointments approved, with many individuals holding multiple roles [3][8]. - For instance, on December 2, 2023, the appointment of Huang Lingbin as Chief Compliance Officer at Lujiazui International Trust was approved, and similar approvals have been noted for other institutions [3][8]. Group 4: Recruitment Practices - Banks are employing flexible methods for selecting Chief Compliance Officers, including both internal promotions and public recruitment [9]. - For example, Jiangxi Bank has publicly advertised for a Chief Compliance Officer position, indicating a trend towards broader recruitment practices in the sector [9][10]. Group 5: Compliance Management Framework - The newly established compliance management framework aims to enhance the legal compliance of financial institutions, with a transition period set until March 1, 2025, for institutions to align with the new regulations [10][11]. - The responsibilities of the Chief Compliance Officer include overseeing compliance management, promoting compliance system construction, and ensuring the effective implementation of compliance norms within the institution [5][10].