Core Viewpoint - Ping An Bank has appointed Wu Leiming as the Chief Compliance Officer, pending approval from the National Financial Supervision Administration, marking a trend of banks appointing compliance officers in response to regulatory requirements [1][3][12]. Group 1: Appointment Details - Wu Leiming, a veteran of Ping An Bank, has held various key positions since joining the bank during its time as Shenzhen Development Bank [4]. - The appointment of Wu Leiming as Chief Compliance Officer is part of a broader trend, with 12 banks having their compliance officer qualifications approved this year, including Huaxia Bank and Harbin Bank [1][6][8]. Group 2: Regulatory Context - The regulatory framework for compliance officers was strengthened with the release of the "Compliance Management Measures for Financial Institutions" in December last year, which mandates the establishment of Chief Compliance Officer positions at the headquarters of financial institutions [1][12][13]. - The measures emphasize the independence of compliance management and outline the responsibilities of Chief Compliance Officers, including overseeing compliance management systems and reporting to regulatory authorities [13][14]. Group 3: Industry Trends - The trend of appointing compliance officers is characterized by internal promotions or current executives taking on dual roles, reflecting a shift towards more integrated compliance management within banks [8][10]. - Several banks have opted for a diverse appointment model, with some appointing their Chief Compliance Officers from existing senior management, while others are conducting open recruitment for the position [11][12].
吴雷鸣兼任平安银行首席合规官,年内12位银行高管获相关核准