蜂巢基金资不抵债拒绝配合调查 被罚款90万元

Core Viewpoint - The Dalian Securities Regulatory Bureau has issued administrative penalties against Hive Equity Investment Fund Management (Dalian) Co., Ltd. and its executives due to violations of regulations and failure to fulfill management responsibilities [2][4]. Group 1: Company Violations - Hive Fund was registered as a private equity and venture capital fund manager in May 2016 and currently manages 14 registered fund products, including Rongdao New Third Board Transfer No. 2 Private Investment Fund [4]. - In April 2024, Hive Fund informed its investors via email that it was unable to maintain normal operations due to insolvency, leading to a cessation of all related fund management activities [4]. - The company failed to submit the 2023 and 2024 annual financial reports for the private fund manager and its 14 fund products to the China Securities Investment Fund Industry Association as required [4]. Group 2: Penalties Imposed - The Dalian Securities Regulatory Bureau issued a warning and imposed a fine of 900,000 yuan on Hive Fund, while its legal representative Zhang Zhonghua received a warning and a fine of 270,000 yuan [4]. - Previously, in December 2022, the Dalian Securities Regulatory Bureau had already imposed corrective measures on Hive Fund for refusing to accept a site inspection [4]. Group 3: Previous Disciplinary Actions - In April 2023, the China Securities Investment Fund Industry Association publicly reprimanded Hive Fund and suspended the acceptance of its private fund product filings for six months due to two types of violations: failure to fulfill due diligence obligations and insufficient employee numbers [5]. - Between June 2016 and December 2018, Hive Fund entered into a series of agreements with Rongdao Capital Management Co., Ltd., which violated regulations by allowing a non-private fund manager to act as the actual manager of the private fund products [5].