德众汽车收监管措施决定书 多项违规被责令整改

Core Viewpoint - Hunan Dezong Automobile Sales Service Co., Ltd. has received an administrative regulatory decision from the Hunan Securities Regulatory Bureau due to multiple violations, leading to corrective measures and warnings issued to its actual controller and secretary [2][4]. Group 1: Violations Identified - The company failed to properly disclose related party transactions involving its controlling shareholder and associated entities, which did not follow the required review procedures and information disclosure obligations [4]. - The actual controller, Duan Kunliang, non-operationally occupied company funds totaling 655,000 yuan without disclosure, although these funds have since been recovered [4]. - Significant deficiencies were found in internal controls regarding procurement operations at the company's subsidiaries, with direct interference from the actual controller in procurement processes [4]. - Financial accounting practices were deemed non-compliant, with misreported revenues and employee compensation due to improper payment methods [4]. Group 2: Regulatory Actions and Company Response - The Hunan Securities Regulatory Bureau has mandated the company to rectify the identified issues within three months and submit a written report, holding Duan Kunliang and secretary Yi Jianbo primarily responsible for the violations [5]. - The company has stated that these violations do not constitute grounds for mandatory delisting under the Beijing Stock Exchange's regulations, and it is currently operating normally [5]. - The company has apologized to investors and committed to enhancing its fund management systems, strengthening internal controls, and ensuring compliance with procurement processes and related party transaction disclosures [5].