仪征农商银行全面提升代销业务合规管理水平

Core Viewpoint - The recent compliance training organized by Yizheng Rural Commercial Bank aims to enhance the professional capabilities and compliance awareness of its wealth management personnel in response to regulatory requirements for agency sales business [1] Group 1: Training Objectives and Content - The training focused on the latest regulatory policies and internal systems, interpreting the core content and practical points of the "Administrative Measures for Agency Sales Business of Commercial Banks" and the "Appropriateness Management Measures for Financial Institutions" issued by the National Financial Supervision Administration [1] - It emphasized the management requirements for agency sales of insurance and net value-based financial products within the Jiangsu Rural Commercial Bank system, highlighting sales norms and investor suitability principles [1] Group 2: Key Training Aspects - The instructor used typical cases to explain the operational norms for key aspects such as customer risk tolerance assessment, product risk matching, and information disclosure [1] - Participants were guided to adopt the philosophy of "compliance first, customer-centric" and were warned against prohibited behaviors in agency sales, emphasizing the importance of adhering to compliance standards to protect consumer rights [1] Group 3: Assessment and Outcomes - After the training, a knowledge examination on agency sales was conducted to assess participants' understanding of policies and processes, promoting the transformation of training results into behavioral norms [1] - This training is a concrete measure taken by Yizheng Rural Commercial Bank to strengthen internal control, prevent risks, and promote high-quality development of wealth management business, thereby solidifying the compliance foundation for agency sales [1]