韶能股份第二大股东深圳兆伟收到警示函 因权益变动未停止交易等

Core Viewpoint - Shenzhen Zhaowei Hengfa Energy Co., Ltd. received a warning letter from the Guangdong Securities Regulatory Commission for failing to timely report and announce stock reductions, which violated regulations related to the management of listed company acquisitions [2][3] Group 1: Regulatory Actions - The Guangdong Securities Regulatory Commission found that Shenzhen Zhaowei reduced its holdings by 14.4047 million shares on November 10, 2025, bringing its ownership below 10% without timely reporting [3] - Shenzhen Zhaowei further reduced its holdings by 4.047 million shares on November 11, 2025, also failing to announce this reduction in a timely manner [3] - As a result of these violations, the regulatory body issued a warning letter and recorded the incident in the securities and futures market integrity archive [3] Group 2: Company Background and Financials - Shenzhen Zhaowei became the second-largest shareholder of Shaoneng Co., Ltd. in May 2024 by acquiring 142 million shares for 674 million yuan [4] - Since June 2025, Shenzhen Zhaowei has been continuously reducing its holdings, with its stake dropping to 78.7241 million shares, or 7.40%, by November 25, 2025 [4] - The significant reduction in holdings occurred against the backdrop of a potential change in control of Shaoneng Co., as the company announced plans to issue shares to Jincai Investment, which would change its actual controller to the State-owned Assets Supervision and Administration Commission of Shaoguan City [4] - For the first three quarters of 2025, Shaoneng Co. reported revenue of 3.644 billion yuan, an increase of 8.33% year-on-year, while the net profit attributable to shareholders decreased by 12.34% to 173 million yuan [4]