破发股永安期货天津分公司收警示函 2021年上市募26亿

Group 1 - The China Securities Regulatory Commission (CSRC) Tianjin Regulatory Bureau issued a warning letter to Everbright Futures Co., Ltd. Tianjin Branch due to several violations, including inadequate client follow-up, employing unqualified personnel, and providing incomplete inspection materials during a site check [1] - The violations indicate deficiencies in internal controls at Everbright Futures Tianjin Branch, leading to the decision to issue a warning letter and record it in the securities and futures market integrity archive [1] - Everbright Futures was listed on the Shanghai Stock Exchange on December 23, 2021, with an initial public offering of 146 million shares at a price of 17.97 yuan per share, underwritten by CITIC Securities Co., Ltd. and Caitong Securities Co., Ltd. [1] Group 2 - Everbright Futures reached its highest stock price of 41.69 yuan on the sixth trading day after its listing, but has since experienced a decline and is currently in a state of stock price drop [2] - The total funds raised from the initial public offering amounted to 2.616 billion yuan, with a net amount of 2.507 billion yuan after deducting issuance costs, which were intended to supplement the company's capital [2] - The total issuance costs (excluding VAT) were 108 million yuan, with underwriting and sponsorship fees amounting to 86.7925 million yuan [2]