方正证券承销保荐有限责任公司因持续督导失职收警示函

Core Viewpoint - Jiangsu Securities Regulatory Bureau has issued a warning letter to Founder Securities Co., Ltd. for failing to fulfill its due diligence obligations as the continuous supervision sponsor for Jiangsu Jingyuan Environmental Protection Co., Ltd.'s convertible bonds in 2022 [1] Group 1: Regulatory Actions - Founder Securities did not identify issues related to the improper use of raised funds for non-project expenses and inaccurate disclosure of fundraising information during its supervisory duties [1] - The actions of Founder Securities violated relevant provisions of the "Administrative Measures for the Sponsorship of Securities Issuance and Listing" [1] - The regulatory authority has decided to issue a warning letter to Founder Securities and the responsible representatives, Yuan Hongfei and Yang Risheng, which will be recorded in the integrity archives of the securities and futures market [1] Group 2: Required Actions - Founder Securities and the involved representatives are required to learn from this incident, improve their professional quality, and prevent similar occurrences in the future [1] - A written rectification report must be submitted to the Jiangsu Securities Regulatory Bureau within 30 working days from the receipt of the decision [1]