董秘监管规则即将出台,将对未勤勉尽责董秘严格采取监管措施
Feng Huang Wang·2025-12-31 09:46

Core Viewpoint - The China Securities Regulatory Commission (CSRC) has solicited public opinions on the "Regulations on the Supervision of Secretaries of the Board of Directors of Listed Companies," marking the first regulatory framework specifically targeting this group in the capital market [1] Group 1: Regulatory Requirements - The draft regulations require listed companies to establish a regular evaluation mechanism for the performance of board secretaries and a responsibility accountability mechanism [1] - Evaluation standards must be set in accordance with the responsibilities of the board secretary [1] Group 2: Accountability Measures - Companies must initiate internal accountability procedures if a board secretary is found to be negligent in their duties; in severe cases, the board secretary should be removed in accordance with the law [1] - The regulations emphasize the need for enhanced supervision of board secretaries' performance, particularly in cases of failure to disclose information timely, disclosing false information, or not reviewing significant matters as required [1] Group 3: Enforcement Actions - If it is determined that a board secretary has not acted diligently, regulatory authorities will impose strict regulatory measures or administrative penalties [1]