Group 1 - The China Interbank Market Dealers Association disclosed self-regulatory disciplinary actions against three institutions: Yunnan International Trust Co., Shanxi Trust Co., and Zhongrong International Trust Co. for violations in bond trading and trust product management [1][2] - Yunnan Trust was severely warned for failing to fulfill prudent management responsibilities, facilitating unauthorized personnel to participate in bond trading, and engaging in illegal holding transactions of debt financing instruments [1] - Shanxi Trust was warned for conducting transactions not based on genuine demand, charging fees beyond interest during the purchase of debt financing instruments, and assisting issuers in non-market-based issuance of debt financing tools [1] - Zhongrong Trust was similarly warned for not basing transactions on real demand and charging additional fees during the purchase of debt financing instruments [2] Group 2 - All three institutions were ordered to conduct comprehensive and in-depth rectifications to address the identified issues in their internal controls and compliance management related to bond trading [1][2]
三家信托公司涉债券交易违规 被交易商协会予以自律处分
Zhong Zheng Wang·2026-01-01 09:42