【金融政策】中国证监会发布关于修改《证券期货行政执法当事人承诺制度实施规定》的决定

Core Viewpoint - The China Securities Regulatory Commission (CSRC) has revised the implementation regulations for the administrative enforcement commitment system, which will take effect on February 1, 2026, to enhance the clarity of acceptance conditions and standardize processing procedures [1][3]. Group 1: Acceptance Conditions - The revised regulations specify conditions under which the CSRC will not accept applications for the administrative enforcement commitment system, including refusal to cooperate with investigations, inability to pay commitment fees, being listed as a serious credit defaulting entity, and having previously used the commitment system within the last year [2][4]. Group 2: Processing Procedures - The regulations improve processing procedures by clarifying the standard for "necessary investigation," refining application material requirements, and establishing norms for supplementary applications and internal consultation processes [2][4]. Group 3: Integrity Constraints - The regulations strengthen integrity constraints on parties involved, stating that malicious delays in investigations, leaking negotiation content, or probing into case handling information will be treated as violations of integrity principles, with corresponding penalties [2][4]. Group 4: Future Implementation - The CSRC aims to effectively implement the revised commitment system to protect investors' rights, maintain market order, and enhance the efficiency of administrative enforcement [3][5].