破发股碧兴物联及实控人被警示 2023年上市华英证券保荐

Core Viewpoint - Shenzhen Securities Regulatory Bureau issued a warning letter to Bixing Wulian Technology (Shenzhen) Co., Ltd. and its executives due to various compliance issues affecting financial disclosures [1][2]. Group 1: Compliance Issues - Bixing Wulian has incomplete shareholder meeting records, which violates the regulations set forth in the "Guidelines for Articles of Association of Listed Companies" [1][5]. - The company failed to manage insider information registrants properly, breaching the "Guidelines for Insider Information Registrant Management" [1][5]. - The use of raised funds was not determined based on actual costs, contravening the "Regulatory Requirements for Management and Use of Raised Funds" [1][5]. - Weak internal controls related to revenue recognition were identified, which do not comply with the "Application Guidelines for Internal Control" [1][5]. - Inaccurate information disclosure was noted, violating the "Management Measures for Information Disclosure of Listed Companies" [1][5]. Group 2: Accountability - The chairman, He Yuanping, and the then CFO, Wang Jin, are primarily responsible for the aforementioned issues [2][5]. - Regulatory measures were taken against the company and its executives, including the issuance of warning letters [2][6]. Group 3: Financial Information - Bixing Wulian went public on August 9, 2023, issuing 19.63 million shares at a price of 36.12 yuan per share, currently trading below the issue price [3]. - The total amount raised from the IPO was approximately 709.04 million yuan, with a net amount of about 623.44 million yuan after deducting issuance costs [3]. - The actual net fundraising exceeded the original plan by approximately 210.83 million yuan, which was initially set at 412.61 million yuan [3].