中国证监会召开资本市场财务造假综合惩防体系跨部门工作推进座谈会 对财务造假和第三方配合造假一体打击

Core Viewpoint - The China Securities Regulatory Commission (CSRC) is intensifying efforts to combat financial fraud in the capital market through a comprehensive prevention and punishment system, involving multiple government departments to enhance regulatory effectiveness and protect investors' rights [1][2][3] Group 1: Meeting Overview - A meeting was held on January 5, 2024, led by CSRC Chairman Wu Qing, with participation from various government departments to discuss strengthening the comprehensive prevention and punishment system against financial fraud [1] - The meeting reported progress since the issuance of the "Comprehensive Prevention and Punishment Opinions" on July 5, 2024, emphasizing the need for a multi-faceted accountability system [1][2] Group 2: Actions Taken - Since the beginning of 2024, the CSRC has handled 159 financial fraud cases, resulting in 111 administrative penalties totaling 8.1 billion yuan [2] - The CSRC has emphasized accountability for major shareholders and actual controllers in 43 cases, and has sent 112 cases of suspected financial fraud to public security authorities [2] - 18 companies involved in severe fraud have faced mandatory delisting, with investigations initiated against 91 delisted companies to prevent evasion of responsibility [2] Group 3: Future Directions - The meeting highlighted the importance of a problem-oriented and systematic approach to further enhance the comprehensive prevention and punishment system [2] - There is a commitment to improve institutional safeguards, promote the enactment of relevant laws and regulations, and strengthen the coordination of administrative, criminal, and civil actions against financial fraud [2][3] - The CSRC aims to enhance corporate governance and establish a long-term prevention mechanism through a new round of special actions [2][3]