已有十余家银行聘任首席合规官
Jin Rong Shi Bao·2026-01-07 02:52

Core Viewpoint - The appointment of Chief Compliance Officers (CCOs) in banks is a response to increasing regulatory demands, aiming to enhance compliance management and integrate it into business processes [1][2]. Group 1: Appointment of Chief Compliance Officers - Zhangjiagang Rural Commercial Bank appointed Wu Kai as its Chief Compliance Officer, marking a trend where over ten banks have made similar appointments [1]. - In December 2025 alone, several banks, including Ping An Bank and Industrial Bank, approved the hiring of CCOs [1]. - The rapid appointment of CCOs aligns with the implementation of the "Financial Institutions Compliance Management Measures," which mandates the establishment of CCO positions at the headquarters of financial institutions [2]. Group 2: Responsibilities and Challenges - CCOs are expected to take on more responsibilities, including the formulation and supervision of compliance policies, ensuring that all business activities adhere to regulatory frameworks [5]. - There is a concern that an increase in executive positions may burden banks, particularly smaller financial institutions [2]. - Many currently appointed CCOs are existing senior executives, which helps mitigate potential operational burdens [3]. Group 3: Recruitment Trends - Some banks, such as Jiangxi Bank and Shangrao Bank, have publicly announced recruitment for CCO positions, indicating a proactive approach to compliance management [4].

已有十余家银行聘任首席合规官 - Reportify