Group 1 - The China Securities Investment Fund Association (CSRC) issued a disciplinary decision against Shanghai Xingze Investment Management Co., Ltd. on December 31, 2025 [2] - Shanghai Xingze was found to have violated regulations by failing to fully disclose significant information affecting investor interests and inadequately fulfilling the obligation to confirm qualified investors [3] - The fund "Shanghai Xingze Xinghe Venture Capital Center (Limited Partnership)" was established in March 2017, and in January 2018, it was revealed that certain shareholders had invested in a technology company, but critical relationships were not disclosed [3][4] Group 2 - Shanghai Xingze did not disclose that its actual controller and legal representative, Liu Wenyi, is married to a committee member, which is a significant relationship affecting investment decisions [4] - There were also issues with some investors not meeting the minimum net asset requirement of 10 million yuan, violating regulations [4] - The CSRC emphasized that the familial relationship between Liu Wenyi and the technology company's shareholders should have been fully disclosed, and the defense provided by Shanghai Xingze regarding public knowledge of the relationship was insufficient [4][5]
上海杏泽旗下产品投资实控人婆婆公司 被中基协警告
Xi Niu Cai Jing·2026-01-09 03:44