mailyard(SH:600107) Zheng Quan Shi Bao Wang·2026-01-09 14:17Core Viewpoint - ST Er Ya (600107) is facing potential administrative penalties totaling 9.7 million yuan due to violations related to information disclosure and non-operating fund occupation [1][2]. Group 1: Administrative Penalties - The Hubei Securities Regulatory Bureau has issued a notice indicating that ST Er Ya and its actual controller Zheng Jiping may face fines totaling 9.7 million yuan for failing to disclose related party transactions in a timely manner [1]. - The proposed penalties include a fine of 3 million yuan for ST Er Ya, 4.5 million yuan for Zheng Jiping, 1.5 million yuan for the former general manager Duan Wenyin, and 700,000 yuan for the former financial director Zhao Na [1][2]. Group 2: Violations and Financial Impact - The violations occurred between November 2022 and March 2023, during which ST Er Ya and its subsidiaries transferred a total of 104 million yuan to related parties for non-operating purposes, constituting a significant breach of regulations [2]. - The amounts involved included 71.5 million yuan (9.42% of the latest audited net assets) in late 2022 and 32.22 million yuan (5.12% of the latest audited net assets) in the first half of 2023 [2]. Group 3: Company Operations and Audit Concerns - ST Er Ya has stated that the violations do not constitute a major illegal activity that would trigger mandatory delisting, and that its business operations remain normal [2]. - The company received a negative opinion in its 2024 internal control audit report from Zhongchao Zhonghuan Accounting Firm, which raised concerns about the adequacy of audit evidence related to its coal trading business [3].