两部门发文完善“吹哨人”奖励规定 最高奖励100万元

Core Viewpoint - The China Securities Regulatory Commission (CSRC) has revised the "Interim Provisions on Reporting Violations in Securities and Futures" to establish the "Whistleblower Reward Regulations," significantly increasing the reward standards for whistleblowers in major securities and futures violations [1][2]. Group 1: Reward Standards - The reward amount for whistleblowers has been increased from 1% to 3% of the penalties collected from the case [2]. - The maximum reward for providing clues about major violations has been raised from 10,000 yuan to 50,000 yuan, with a unified cap of 100,000 yuan for cases with significant national impact or involving internal informants [2][3]. Group 2: Reporting Mechanism - The new regulations emphasize strict handling requirements, including fair processing, confidentiality, and protection of whistleblower rights [2][4]. - Whistleblowers can anonymously report violations and will be protected from retaliation, with strict penalties for entities that retaliate against them [4][5]. Group 3: Implementation and Feedback - The CSRC will implement the whistleblower reward program based on the number of cases and budget considerations, with a confirmation period for whistleblowers set at three months [3]. - During the public consultation period, 178 suggestions were received, with most feedback being positive regarding the new regulations, which are expected to enhance market order and promote high-quality development in the capital market [5].