中证协修订发布自律措施实施办法

Core Viewpoint - The China Securities Association (CSA) has announced the revision of the "Self-Disciplinary Measures Implementation Rules," aimed at enhancing self-regulatory management functions and optimizing the self-disciplinary inspection and punishment mechanism, effective immediately upon release [1]. Group 1: Key Revisions - The implementation rules consist of eight chapters and ninety-three articles, with three main areas of revision highlighted [1]. - The first revision focuses on integrating self-disciplinary inspections and business management, enhancing the review functions of business management departments, and improving the quality of case investigations [1]. - The second revision aims to streamline the connection between self-disciplinary punishment and review processes, implementing a case categorization system to ensure fair and efficient handling of cases [1]. - The third revision seeks to refine the standards for self-disciplinary inspections and punishments, clarifying procedures and disciplinary requirements, and establishing a mechanism for industry expert involvement [1].