大幅提高奖励标准 最高100万元！证监会公布《证券期货违法行为“吹哨人”奖励工作规定》

Core Viewpoint - The China Securities Regulatory Commission (CSRC) and the Ministry of Finance have announced the implementation of the "Whistleblower Reward Regulations" to enhance the reporting of securities and futures violations and to increase the rewards for whistleblowers [1] Group 1: Reward Standards - The new regulations significantly increase the reward standards, raising the reward percentage from 1% to 3% of the penalties collected from violations [2][3] - The maximum reward for whistleblowers providing major violation leads has been increased from 100,000 yuan to 500,000 yuan, with cases of national significance or involving large amounts eligible for rewards up to 1 million yuan [3] Group 2: Reward Conditions - The threshold for rewarding cases has been raised from 100,000 yuan to 1 million yuan, and whistleblowers who provide anonymous tips or play a minor role in violations are now included in the reward scope [2] - New regulations also specify disqualifications for rewards if whistleblowers withdraw their leads or obstruct investigations [2] Group 3: Reward Procedures and Protection Mechanisms - The CSRC will implement a phased approach to the whistleblower reward program based on the number of cases and budget considerations, with a three-month deadline for confirming whistleblower identities [4] - Whistleblower identities will be kept anonymous, and any contact for verification or reward purposes will require proper registration [4] - There are strict prohibitions against retaliation against whistleblowers, including violence, coercion, or breach of privacy, with severe penalties for companies that retaliate [5]