知名量化千惠资产非法经营？知情人士说……

Core Viewpoint - The recent court announcement regarding Shenzhen Qianhui Asset Management Co., Ltd. being prosecuted for illegal business operations has raised significant industry concerns, highlighting the increasing regulatory scrutiny on private equity firms [1][6]. Company Summary - Shenzhen Qianhui Asset Management was established in March 2016 and registered in June 2017, currently managing assets between 5 billion to 10 billion yuan, with over 200 funds established [2][7]. - The company has 80 employees, of which 75 hold fund practitioner qualifications, and the prosecution includes several key personnel, including the compliance and risk control head [2][7]. Legal Issues - The company and its members are being prosecuted for illegal business operations, with a court date set for January 29, 2026. The specific reasons for the lawsuit remain unclear, although prior investigations indicated potential issues related to "margin trading" [1][3][7]. - A source indicated that the investigation may involve the use of company fund products for margin trading and the possibility of reselling borrowed securities [3][7]. Industry Context - The prosecution of Qianhui Asset serves as a warning to the industry, emphasizing the need for private equity firms to focus on their core responsibilities and prioritize investor interests [3][7]. - Since 2025, multiple private equity firms have been flagged for engaging in unrelated business activities, indicating a trend of increased regulatory oversight [4][8]. Compliance and Regulatory Trends - The industry has seen a shift towards stricter compliance measures, with firms increasingly recognizing compliance as a critical aspect of sustainable development [5][10]. - Many private equity firms are now proactively reviewing and improving their internal control systems to adhere to regulatory standards, moving from a reactive to a proactive compliance approach [10]. - The overall ecosystem of the private equity industry is becoming healthier as more firms focus on compliance and eliminate non-compliant entities [10].