奖金最高100万!证监会提高证券期货违法行为“吹哨人”奖励
Zhong Guo Ji Jin Bao·2026-01-10 07:46

Core Points - The China Securities Regulatory Commission (CSRC) and the Ministry of Finance released the "Whistleblower Reward Regulations" to enhance the whistleblower system and promote a culture of accountability in the securities and futures market [1][5]. Group 1: Whistleblower Definition and Reward Conditions - The term "whistleblower" refers to individuals or entities that possess knowledge of securities and futures violations and are willing to report them to the CSRC to protect investors' rights [5]. - The regulations have increased the threshold for rewardable cases from a penalty amount of 100,000 yuan to 1,000,000 yuan for serious violations that significantly disrupt market order or harm financial security [5]. - The reward percentage has been raised from 1% to 3% of the penalty amount, with the maximum reward for significant violations increasing from 100,000 yuan to 500,000 yuan [5]. Group 2: Processing and Protection Mechanisms - The regulations establish strict processing requirements, ensuring fair handling, confidentiality, and protection of whistleblower rights [6]. - Whistleblowers can check the status of their reports through an online platform, although the processing unit is not required to provide detailed feedback [6]. - The identity of whistleblowers will be managed anonymously, and any contact for verification or reward purposes will require proper registration [6]. Group 3: Accountability and Positive Reception - A mechanism for accountability has been established for those who fail to act on whistleblower information, with potential disciplinary actions for negligence or misconduct [6]. - The new regulations have received positive feedback from various stakeholders, who believe that they will encourage whistleblowers to report violations and contribute to maintaining market order and promoting high-quality development in the capital market [7].