盘点2025年银行首席合规官：多家股份行、城农商行等敲定人选

Core Insights - The financial industry is facing numerous compliance issues, as evidenced by the fines imposed by regulatory bodies, highlighting the shortcomings in compliance management [1][13] - In response to regulatory requirements and internal needs, financial institutions are accelerating the appointment of Chief Compliance Officers (CCOs) to address compliance challenges [1][13] - In 2025, multiple banks had their CCOs approved by regulators, with a total of 12 banks reported to have appointed CCOs, including national joint-stock banks, city commercial banks, foreign banks, rural commercial banks, and village banks [2][14] Group 1: Regulatory Approvals - A total of 12 banks received regulatory approval for their CCOs in 2025, which includes a diverse range of banking institutions [2][14] - The approval dates for CCOs span from February to November 2025, with notable appointments including Yang Hong at Huaxia Bank and Zhai Zhuang at Jilin Bank [3][15] - Some banks had their CCOs approved simultaneously with other executive appointments during their establishment, indicating a strategic approach to compliance management [4][16] Group 2: Appointment Trends - The trend of appointing CCOs is not limited to the 12 banks; many other banks have also recently hired or are in the process of hiring CCOs [6][18] - For instance, Zhejiang Shaoxing Ruifeng Rural Commercial Bank appointed Chen Gangliang as CCO, reflecting a broader commitment to compliance management [19] - In December 2025, several banks, including Jiangyin Rural Commercial Bank and Ping An Bank, announced board approvals for CCO appointments, indicating ongoing efforts to enhance compliance oversight [20] Group 3: CCO Qualifications and Roles - CCOs typically require substantial work experience to effectively fulfill their roles, which is crucial for managing compliance risks [6][18] - The CCO position can be either a dedicated role or held concurrently with other executive positions, such as bank president or vice president [21][22] - The "Compliance Management Measures" implemented on March 1, 2025, stipulate that financial institutions must establish a CCO at their headquarters, who reports directly to the board [11][22]