Group 1 - The company and related parties received an administrative penalty from the Guangdong Securities Regulatory Commission for undisclosed fund occupation and false reporting from 2020 to 2022 [1][4] - The company was fined 3 million yuan, with the actual controller and former chairman Zhao Jiqing fined 4 million yuan, and four other executives fined between 600,000 to 1.5 million yuan [1][4] - The violations formed a complete chain of "fund occupation - fraud cover-up - continuous violations" [2][4] Group 2 - In 2020, the company made payments under the guise of purchasing equipment and prepaying project funds, which were ultimately transferred to accounts of related parties of the actual controller [2][4] - The total amount of fund occupation in 2020 reached 28.33 million yuan, with a year-end balance of 26.63 million yuan, accounting for 5.12% of the company's disclosed net assets [2][4][5] - The company failed to disclose this information in its 2020 annual report, constituting a significant omission [5] Group 3 - To cover up the traces of fund occupation, the company engaged in systematic financial fraud from 2021 to 2022, including fictitious reporting of raw materials and fixed assets [5]
惠伦晶体领正式处罚,索赔持续征集中