出手了 剑指三大违规操作!禁止任何形式泄露分红信息行为
Zhong Guo Ji Jin Bao·2026-01-14 15:13

Core Viewpoint - The regulatory authorities have issued new requirements for fund dividends, emphasizing a "zero tolerance" approach towards non-compliant dividend practices in the fund industry [1][4]. Regulatory Requirements - The new regulations focus on three main areas: enhancing the management of the entire dividend process to ensure legality and compliance, strictly controlling the amount of dividends to prevent artificial inflation of net worth, and prohibiting any form of information leakage regarding dividends [1][6][8]. Identified Violations - The report identifies three main types of non-compliant behaviors by fund companies: 1. Creating "high net worth fund shells" to attract institutional investors for tax evasion through high dividend payouts [3]. 2. Deliberately leaking dividend information to entice institutional investors to redeem funds before dividends are paid [3]. 3. Implementing dividends based on specific client requests for tax avoidance purposes [3]. Enforcement Actions - The regulatory body has taken strict enforcement actions against several fund companies, including orders to rectify practices and suspending related business for three months, as well as holding responsible executives accountable [5][4]. Importance of Compliance - The report emphasizes that fund dividends are crucial for stabilizing returns for investors and enhancing their sense of gain, urging fund companies to prioritize the best interests of their holders and comply with legal standards [7][9].

出手了 剑指三大违规操作!禁止任何形式泄露分红信息行为 - Reportify