两家投顾公司，被暂停新增客户

Group 1 - Beijing Tianxiang Wealth Management Consulting Co., Ltd. and Shenzhen Luojia Investment Consulting Co., Ltd. have been penalized by local securities regulatory authorities for violations, with Tianxiang being suspended from acquiring new clients for 3 months and Luojia for 6 months [1][2][5] - The Beijing Securities Regulatory Bureau found that Tianxiang engaged in misleading advertising and failed to rectify issues identified in previous regulatory measures, reflecting inadequate compliance management and internal controls [3][4] - Luojia was found to have similar issues, including false and misleading marketing content, unregistered personnel providing investment advice, and insufficient compliance management, leading to a 6-month suspension from acquiring new clients [6] Group 2 - The regulatory actions against these investment consulting firms highlight ongoing scrutiny and enforcement by the China Securities Regulatory Commission and local authorities, with numerous penalties issued to investment consulting companies over the past year [1] - Both companies are required to submit monthly reports on their rectification efforts during the suspension period, and they must demonstrate compliance before being allowed to resume acquiring new clients [3][6]