直播推票、预测个股走势!这家机构被暂停新增客户半年
Zheng Quan Shi Bao Wang·2026-01-19 05:57

Core Viewpoint - Shenzhen Securities Regulatory Bureau has suspended Shenzhen Luojia Investment Consulting Co., Ltd. from acquiring new clients for six months due to violations including misleading marketing and unauthorized stock recommendations during live broadcasts [1][2]. Group 1: Regulatory Actions - The company is required to rectify various issues, including misleading promotional content and inadequate internal controls, and must report back to the regulatory authority after the suspension period [2][3]. - The chairman of the company, Chen Jie, is subject to regulatory discussions and must attend a meeting with the Shenzhen Securities Regulatory Bureau [3]. Group 2: Previous Violations - The company has faced multiple penalties in the past, including a three-month suspension from acquiring new clients in January 2025 for similar violations related to misleading marketing and inadequate client assessments [4]. - In May 2024, the company was again mandated to rectify compliance issues, including unauthorized personnel providing investment advice and misleading marketing practices [5]. Group 3: Company Background - Luojia Investment Consulting has been operational for 29 years and holds a securities investment consulting business license issued by the China Securities Regulatory Commission, which is held by only 78 companies in the country [5]. - The company is recognized as a significant player in the consulting industry, serving a diverse clientele including retail investors, institutional investors, and listed companies [5].

直播推票、预测个股走势!这家机构被暂停新增客户半年 - Reportify