浙江证监局:对坤元资产评估有限公司及相关人员采取出具警示函措施
Xin Lang Cai Jing·2026-01-20 09:12

Core Viewpoint - The Zhejiang Securities Regulatory Bureau has issued a warning letter to Kunyuan Asset Appraisal Co., Ltd. and related personnel due to violations of laws, regulations, and appraisal standards in their internal governance and quality management practices [1] Group 1: Company Violations - Kunyuan Asset Appraisal Co., Ltd. has been found to have internal governance and quality management issues that do not comply with relevant laws and appraisal standards [1] - Specific personnel, including Han Guihua and Huang Xiaoling, are held primarily responsible for issues related to the valuation project of Guangdong Aikesi Technology Co., Ltd. in the context of Zhejiang Crystal Optoelectronics Technology Co., Ltd.'s proposed acquisition [1] - Other personnel, including Han Guihua and Lu Tingting, are responsible for valuation issues related to impairment testing for Anhui Jiangnan Chemical Co., Ltd. concerning its long-term equity investments in Northern Mining Service Co., Ltd. and Northern Mining Investment Co., Ltd. [1] Group 2: Regulatory Actions - The Zhejiang Securities Regulatory Bureau has decided to issue warning letters as a supervisory measure against Kunyuan Asset Appraisal Co., Ltd. and several individuals, including Yan Jiajun, Zhou Yuhuan, Ding Lingxiao, Chen Mingchun, Ye Miaomiao, Han Guihua, Huang Xiaoling, and Lu Tingting [1] - These warnings will be recorded in the integrity archives of the securities and futures market [1]