这三家机构,被暂停新增客户!
Jin Rong Shi Bao·2026-01-21 09:31

Core Viewpoint - Multiple securities investment advisory firms, including Shenzhen Luojia Investment Consulting Co., Ltd., Beijing Tianxiang Wealth Management Consulting Co., Ltd., and Huiyan Zhito Technology Co., Ltd., have received regulatory penalties for misleading promotions, leading to a suspension of new client acquisitions [1][6][9]. Group 1: Shenzhen Luojia Investment Consulting - Shenzhen Luojia Investment Consulting has been ordered to suspend new client acquisitions for six months due to five identified issues, including false and misleading marketing content and inadequate internal controls [3][4]. - The firm must enhance compliance management during the suspension period and report on rectification efforts to the Shenzhen Securities Regulatory Bureau before resuming new client acquisitions [4][5]. Group 2: Beijing Tianxiang Wealth Management - Beijing Tianxiang Wealth Management has been penalized with a three-month suspension of new client acquisitions due to misleading promotions and failure to effectively implement previous regulatory measures [6][7]. - The firm is required to take corrective actions and submit monthly reports on its progress during the suspension period [7]. Group 3: Huiyan Zhito Technology - Huiyan Zhito Technology has faced multiple regulatory penalties for misleading promotions and inadequate compliance management, leading to a three-month suspension of new client acquisitions [9][12]. - The company must conduct comprehensive rectification and improve internal controls, with monthly reporting on progress during the suspension [12].