华泰证券股份有限公司关于间接全资子公司根据中期 票据计划进行发行并由全资子公司提供担保的公告

Group 1 - The company, Huatai Securities Co., Ltd., has provided a guarantee for its wholly-owned subsidiary, Huatai International Financial Holdings Co., Ltd., regarding the issuance of medium-term notes totaling up to $3 billion [1][2] - On January 21, 2026, Huatai International Financial issued two medium-term notes amounting to $0.60 billion and HKD 3.07 billion, with a total guaranteed amount of approximately RMB 699 million based on the exchange rate of 1 USD = 7.0288 CNY [1][2] - The guarantee is unconditional and irrevocable, ensuring the repayment obligations of Huatai International Financial under the medium-term note program [2][3] Group 2 - The necessity of the guarantee is justified as it supports business development and supplements daily operational funding needs, with Huatai International Financial having a debt-to-asset ratio exceeding 70% [2][3] - The company maintains 100% control over Huatai International Financial, allowing it to monitor its debt repayment capacity effectively, thus keeping the guarantee risk manageable [2][3] - As of the announcement date, the total amount of guarantees provided by the company and its subsidiaries is RMB 49.31 billion, with RMB 33.71 billion specifically for its subsidiaries, representing 25.73% and 17.59% of the company's latest audited net assets, respectively [4]