最高100万元 证券期货“吹哨人”奖励大幅提高

Core Viewpoint - The revised "Whistleblower" reward regulations by the CSRC and Ministry of Finance aim to enhance the reporting system, promote a culture of accountability, and adapt to the requirements of high-quality capital market development and regulatory enforcement [2] Group 1: Changes in Reward Structure - The reward standard has significantly increased, with the reward amount rising from 1% to 3% of the penalties collected from cases [2] - The maximum reward for providing major illegal activity leads has been raised from 100,000 yuan to 500,000 yuan [2] - For cases with significant national impact or involving particularly large amounts, the maximum reward has been unified and increased to 1 million yuan [2][3] Group 2: Inclusion of Serious Cases - The new regulations include serious cases that severely disrupt the securities and futures market order, endanger financial security, or infringe on investors' legal rights [3] - The threshold for rewarding cases has been raised from penalties of 100,000 yuan to 1 million yuan [3] Group 3: Protection Mechanisms for Whistleblowers - The regulations enhance protection mechanisms for whistleblowers, ensuring anonymity and strict management of personal information [4] - Any form of retaliation against whistleblowers, including violence, coercion, or breach of privacy, is prohibited [4] Group 4: Expected Positive Impacts - The dual mechanism of "incentives and protection" is expected to significantly improve the efficiency of regulatory enforcement by enabling whistleblowers to provide high-value information [5] - The regulations signal a strong commitment from regulators to combat illegal activities and protect the rights of small and medium investors, fostering a fair market order [5] Group 5: Future Recommendations - Suggestions for further improvement include establishing a unified, efficient, and confidential reporting platform, enhancing the protection of whistleblower rights, and clarifying standards for malicious reporting [6]