证监会宣布:严肃查处!移送公安机关
Zhong Guo Ji Jin Bao·2026-01-23 10:17

Group 1 - The China Securities Regulatory Commission (CSRC) has imposed administrative penalties on Zhejiang Ruifengda Asset Management Co., Ltd. and related private equity institutions for serious violations of private fund laws and regulations, resulting in fines exceeding 28 million yuan and penalties for five responsible individuals totaling over 13 million yuan [1] - The actual controller of Ruifengda, Sun Wei, has been banned from the securities market for life, and the China Securities Investment Fund Industry Association has canceled the registration of the related private equity institutions [1] - The CSRC emphasizes its commitment to strictly enforce laws against illegal fundraising, misappropriation, self-financing, and other serious violations in the private fund sector, aiming to enhance accountability and protect investors' rights [1] Group 2 - The China Securities Investment Fund Industry Association announced the cancellation of the private fund manager registration for Ruifengda and four other private equity firms due to abnormal operational circumstances and failure to submit a compliant legal opinion within the specified timeframe [3] - Investors are advised to remain vigilant regarding the integrity and compliance of private fund managers and to utilize legal channels to protect their rights [3] - The association continues to uphold the principle of "supporting the excellent and limiting the inferior" to improve the integrity information recording mechanism in the private fund industry [3]

证监会宣布:严肃查处!移送公安机关 - Reportify