超4100万元罚没，证监会开出私募领域“史上最重罚单”

Core Viewpoint - The Shanghai Securities Regulatory Bureau has imposed a record administrative penalty exceeding 410 million yuan on Zhejiang Ruifengda Asset Management Co., Ltd. and its related private equity institutions for illegal activities, with the core responsible person, Sun Wei, receiving a lifetime ban from the securities market [1][3]. Group 1: Penalty Details - A total of seven administrative penalty decisions were issued, with fines exceeding 410 million yuan, marking a new high in the private equity sector [1][3]. - Ruifengda was fined 1 million yuan for submitting false information about its actual controller, while Shanghai Riying was fined 14 million yuan for illegal investment operations [3]. - Four related private equity firms were fined between 1 million and 5 million yuan for concealing information about their actual controllers [3]. Group 2: Operational Malpractices - Since its establishment in 2016, Ruifengda has been involved in fraudulent operations, falsely claiming to have various investment strategies while actually relying on a small team and inflated net value data through related party transactions [4]. - The company attracted investments by promising guaranteed annual returns of 8% to 13% and used complex structures to mislead investors [4]. - Funds raised were funneled into New Third Board stocks, with manipulative trading practices leading to significant losses for investors [4]. Group 3: Regulatory Response - The China Securities Investment Fund Industry Association has simultaneously revoked the management registrations of Ruifengda and eight related private equity institutions [3]. - The regulatory authorities emphasized their commitment to strictly enforce laws against illegal fundraising and other serious violations in the private equity sector [4]. - The case has been referred to law enforcement for potential criminal prosecution, indicating a robust approach to accountability in the industry [3].