Core Viewpoint - Regulatory authorities have imposed strict measures on D Fund Company for engaging in marketing collaborations with unqualified influencers, leading to a suspension of public fund product registrations and accountability for key personnel [1][3]. Group 1: Regulatory Actions - The regulatory report indicates that D Fund Company was involved in a marketing partnership with an unqualified internet influencer, paying substantial advertising fees to promote a specific fund product, which misled investors [3]. - The company failed to adequately disclose risks to investors and did not manage investor suitability properly, violating relevant regulations [3]. - As a result, the regulatory authorities mandated corrective actions and suspended the acceptance of public fund product registrations for D Fund Company [3]. Group 2: Other Violations - The report highlights that some fund sales institutions and unlicensed third-party platforms have reintroduced "real-time fund valuation" features, which could mislead investors and dilute fund product returns [5][6]. - These features include rankings based on daily subscription amounts and displays of user holdings and returns, which may lead to investor complaints and disputes [5][6]. Group 3: Regulatory Requirements - The report emphasizes the need for fund companies and sales institutions to strengthen investor suitability management, ensuring that appropriate products are sold to suitable investors to prevent risk mismatches [8]. - Fund companies and sales institutions are strictly prohibited from collaborating with unqualified internet influencers for any form of fund sales or promotional activities [8]. - Fund sales institutions and third-party platforms must conduct self-inspections and remove misleading features such as "real-time fund valuation," "increased positions ranking," and "actual trading ranking" [9].
和无资质大V合作,监管出手了
Zhong Guo Ji Jin Bao·2026-01-30 05:51