华金证券党委书记、总裁燕文波：坚守功能性定位 打造差异化竞争力

Core Viewpoint - Huajin Securities has demonstrated significant achievements in various areas, including an 18-place improvement in company bond underwriting rankings and a 62% year-on-year increase in institutional client trading volume, while focusing on high-quality development and enhancing its service capabilities for the real economy [1][2]. Group 1: Company Achievements - In 2025, Huajin Securities successfully issued convertible bonds for Huafa Co., marking a breakthrough in its service offerings [1]. - The company has established a professional research and service team focused on industries such as biomedicine, semiconductors, and artificial intelligence, enhancing its ability to serve technology innovation enterprises [2][3]. - Huajin Securities has launched innovative services like "Youxiang Account" to achieve unified management and scientific allocation of assets [3]. Group 2: Strategic Focus - The company emphasizes a functional approach, prioritizing compliance and the service value of the brokerage industry while driving profit growth [2]. - Huajin Securities aims to deepen its focus on regional and industrial development, particularly in the Greater Bay Area and Yangtze River Delta, to enhance its market positioning and brand influence [5][6]. - The company is committed to integrating green finance, inclusive finance, and digital finance into its service offerings, developing tailored financial products for green industries and small and medium-sized enterprises [3][6]. Group 3: Internal Management and Compliance - Huajin Securities is enhancing its internal management through refined operational systems and cost control measures, aiming to improve overall business efficiency [6][7]. - The company is transitioning compliance management from a cost center to a value-creating foundation, focusing on proactive and intelligent risk management strategies [7][9]. - A dynamic threshold management mechanism has been established to monitor and evaluate risks effectively, ensuring the stability of risk management indicators [9]. Group 4: Cultural and Governance Framework - The company integrates cultural construction into its strategic framework, promoting compliance, integrity, professionalism, and stability as core values [10][11]. - Huajin Securities emphasizes the importance of party leadership in its governance structure, ensuring that financial work aligns with national strategies [10][11]. - The company is committed to fostering a high-quality workforce through systematic training and development programs, enhancing employee engagement and organizational cohesion [12].