证监会:严格监管境内资产境外发行资产支持证券代币
Zhong Guo Zheng Quan Bao·2026-02-06 20:24

Core Viewpoint - The China Securities Regulatory Commission (CSRC) has issued guidelines for the issuance of asset-backed security tokens overseas based on domestic assets, aimed at preventing speculative risks and maintaining financial order and public asset security [1][2]. Group 1: Regulatory Guidelines - The guidelines define asset-backed security tokens as rights certificates issued overseas, supported by cash flows from domestic assets or related rights, utilizing encryption technology and distributed ledger technology [1]. - Issuers must comply with laws and regulations regarding cross-border investment, foreign exchange management, and data security, and must not harm national or public interests [1]. - Certain conditions disqualify domestic entities from engaging in these activities, including legal prohibitions on capital market financing and recent criminal activities by the controlling parties [1]. Group 2: Compliance and Reporting - Domestic entities controlling the underlying assets must file with the CSRC, providing complete information on the issuer, underlying assets, and token issuance plans [2]. - The CSRC will review the completeness of the filing materials and may request corrections if necessary; approved filings will be publicly disclosed [2]. - After filing, entities must report significant events such as the completion of overseas issuance or any major risks to the CSRC promptly [2]. Group 3: Cross-Border Cooperation - The CSRC emphasizes strengthening cross-border regulatory cooperation and information sharing with overseas securities regulatory bodies to mitigate risks associated with the issuance of asset-backed security tokens [2].

证监会:严格监管境内资产境外发行资产支持证券代币 - Reportify