黄金高杠杆、预定价交易遭严打！深圳十部门联合划定监管“红线”

Core Viewpoint - The Shenzhen government has issued a regulatory notice to curb illegal activities in the booming gold market, particularly focusing on high-leverage and pre-priced trading practices that have proliferated amid rising gold prices [1]. Group 1: Regulatory Measures - The notice outlines six prohibited activities for enterprises, targeting illegal pre-priced trading, leveraged trading, and deferred trading as key areas for rectification [2]. - Enterprises are explicitly banned from using internet platforms to conduct gold transactions without actual physical delivery, including practices like collecting deposits to lock in prices [2]. - The notice prohibits companies from promising fixed returns under the guise of gold custody, leasing, or repurchase, and from engaging in unauthorized gold investment activities [2]. Group 2: Advertising and Conduct Standards - Strict requirements are set for advertising, including prohibitions on misleading claims about gold prices and investment returns, as well as the use of exaggerated language [3]. - Companies are not allowed to misrepresent their affiliation with the Shanghai Gold Exchange or engage in deceptive marketing practices [3]. - The notice also bans the development and sale of illegal gold trading software and applications, as well as the provision of technical support for such activities [3]. Group 3: Individual Investor Guidelines - Individual investors are warned against participating in illegal gold trading activities, including pre-priced trading and unauthorized investment schemes [4]. - The notice emphasizes that individuals must not develop or sell illegal trading software or provide support for such applications [4]. Group 4: Financial Institutions and Payment Services - Financial institutions are required to obtain proper approvals before engaging in gold business and must adhere to reporting regulations for large and suspicious transactions [4]. - The notice warns that financial institutions and non-bank payment service providers must not facilitate illegal gold activities or provide services to unlicensed entities [4]. Group 5: Warning Against Illegal Activities - The Shenzhen government has previously issued warnings about illegal financial activities in the gold sector, highlighting the risks associated with fraudulent schemes disguised as gold transactions [5]. - Specific cases of illegal activities have been documented, illustrating how some businesses lure consumers into fraudulent contracts under the pretense of gold investment [6][7].