中国证监会2024年法治政府建设情况

Core Viewpoint - In 2024, the China Securities Regulatory Commission (CSRC) aims to enhance the rule of law in the capital market, guided by Xi Jinping's thoughts and the spirit of the 20th National Congress of the Communist Party of China, focusing on high-quality development and risk prevention in the capital market [1][16]. Group 1: Legal Framework and Regulatory Improvements - The establishment of a "1+N" policy system to improve legislative quality, including the issuance of supporting documents to enhance the regulatory framework for securities companies and public funds [2][3]. - The CSRC plans to implement a comprehensive legislative work plan for 2024, focusing on revising and improving securities and futures regulations [3]. - Continuous enhancement of the basic legal system for the capital market, including the promotion of new administrative regulations and the revision of existing laws [2]. Group 2: Economic Support and Market Functionality - The CSRC aims to improve the capital market's ability to support high-quality economic development, particularly in technology innovation and new production capabilities [4]. - A total of 2,609 administrative license applications were received in 2024, with 1,359 approvals issued, indicating a robust administrative process [5]. Group 3: Market Environment and Enforcement - The establishment of a comprehensive mechanism to prevent and punish financial fraud, including collaboration with various departments to enhance regulatory enforcement [6]. - In 2024, 739 cases were handled, with administrative penalties amounting to 15.342 billion yuan, a significant increase from the previous year [7]. - Continuous strengthening of daily supervision and regulatory measures to ensure compliance and maintain market integrity [7]. Group 4: Risk Prevention and Investor Protection - The CSRC emphasizes the importance of risk prevention in the futures market and aims to enhance the quality of listed companies through stricter regulations [9]. - A total of 8,000 cases were successfully mediated in 2024, recovering over 650 million yuan for investors, showcasing the effectiveness of dispute resolution mechanisms [13]. - The implementation of investor protection measures, including educational initiatives and legal support for investors, is a priority for the CSRC [14]. Group 5: Transparency and Accountability - The CSRC is committed to enhancing transparency in governance and regulatory processes, with 650 government information requests processed in 2024 [11]. - Continuous legal review and public engagement are prioritized to ensure regulatory actions are transparent and accountable [11][12].