中证协,最新修订!完善券业纠纷多元化解机制
证券时报·2025-05-15 08:48

Core Viewpoint - The article discusses the recent revision of the "Securities Dispute Mediation Rules" by the China Securities Association, aimed at enhancing the mediation mechanism for securities disputes and protecting investors' rights [1][2][3]. Group 1: Mediation Work Mechanism - The revised rules enhance the credibility of mediation work by establishing a framework that emphasizes fairness, impartiality, and the principle of "as much mediation as possible" [1]. - A self-discipline mechanism is introduced to address serious breaches of trust, thereby promoting integrity within the industry [1]. Group 2: Mediation Process and Efficiency - The rules improve the mediation process by clarifying the rights and obligations of parties involved, ensuring orderly progress, and enhancing the effectiveness of mediation services [2]. - Different mediation procedures are established based on the complexity of disputes, including simplified mediation for less complex cases, to facilitate timely resolution [2][3]. Group 3: Collaborative Mechanisms - The article highlights the importance of cooperation between the China Securities Association, courts, and arbitration institutions to enhance the multi-channel resolution of disputes [2]. - The effectiveness of mediation agreements is reinforced through judicial, notarization, and arbitration methods to ensure compliance [2]. Group 4: New Mechanisms for Small Disputes - A new small-claims mediation mechanism allows industry institutions to voluntarily agree to accept mediation proposals for disputes within a certain monetary range, improving efficiency and conserving judicial resources [3]. Group 5: Group Dispute Resolution - The introduction of a "demonstrative judgment and mediation connection mechanism" aims to facilitate the resolution of collective disputes by allowing the China Securities Association to mediate based on effective court judgments [3].