证券纠纷调解规则修订!涉六方面内容
券商中国·2025-05-15 09:09

Core Viewpoint - The revised "Securities Dispute Mediation Rules" aims to enhance the multi-faceted resolution mechanism for disputes in the securities industry, ensuring the protection of investors' legal rights and promoting active participation in mediation efforts [1][4]. Summary by Sections Section 1: Regulation and Principles - The rules establish a framework for mediation work, emphasizing fairness, impartiality, and the principle of "as much mediation as possible," while enhancing the credibility of mediation services [2][3]. Section 2: Mechanism Improvement - The rules improve the mediation mechanism by clarifying the rights and obligations of parties involved, ensuring orderly progress in mediation, and enhancing the effectiveness of mediation services [2][3]. Section 3: Streamlining Mediation Processes - The rules optimize key stages in the mediation process, introducing simplified and standard mediation procedures based on the complexity of disputes, and allowing for various mediation methods such as in-person, online, and telephone mediation [3][4]. Section 4: Collaborative Mechanisms - The rules enhance cooperation between the China Securities Association and judicial bodies, establishing clear pathways for the confirmation of mediation agreements through judicial, notarization, and arbitration methods [3][4]. Section 5: Small Claims Fast-Track - A new provision for small claims fast-track mediation is introduced, allowing industry institutions to voluntarily agree to accept mediation proposals within a specified monetary range, facilitating timely resolution of minor disputes [4]. Section 6: Demonstrative Judgments and Mediation - The establishment of a "demonstrative judgment and mediation linkage mechanism" aims to address collective disputes by allowing the China Securities Association to mediate based on effective court judgments, reducing costs for investors [4].