又见证券从业人员违规炒股被罚！

Core Viewpoint - Recent penalties imposed by multiple local securities regulatory authorities on securities practitioners for illegal stock trading highlight the ongoing enforcement of regulations against such activities [1][5][10]. Summary by Sections Violations and Penalties - A securities practitioner named Zhu, serving as a financial supervisor, was found to have controlled accounts with a total buying amount of approximately 29.52 million yuan, resulting in a loss of 200,600 yuan, leading to a fine of 50,000 yuan by the Xinjiang Securities Regulatory Bureau [4][6]. - Multiple other practitioners have also faced penalties, including warnings and regulatory talks, for similar violations of stock trading regulations [5][6]. Regulatory Actions - The Xinjiang Securities Regulatory Bureau conducted an investigation into Zhu's actions, which were deemed violations of the Securities Law, specifically regarding the prohibition of stock trading by securities practitioners [3][4]. - The Shenzhen Securities Regulatory Bureau issued a warning to another practitioner, Chen, for using another person's account to trade stocks, violating relevant regulations [7]. - In Anhui, two practitioners faced regulatory measures for not adhering to compliance standards, including trading stocks using borrowed accounts [8]. Strengthening Regulatory Framework - The China Securities Association is drafting guidelines to manage the investment behaviors of securities practitioners, aiming to prevent illegal trading and insider trading [10]. - The China Securities Regulatory Commission (CSRC) plans to enhance regulatory measures, including stricter internal monitoring and accountability mechanisms within securities firms [10][11]. - The CSRC emphasizes the importance of creating a strict management atmosphere for practitioners, promoting ethical conduct and compliance with laws [10][11].