主动提供证据！“94后”金融机构人员，“老鼠仓”被罚！

Core Viewpoint - The article discusses the administrative penalty imposed by the Liaoning Securities Regulatory Bureau on an investment manager assistant, who used insider information to conduct stock trading, resulting in significant financial gains through illegal activities [1][4]. Summary by Sections Administrative Penalty - The Liaoning Securities Regulatory Bureau has issued an administrative penalty against an individual named Niu, who, as an investment manager assistant, misused insider information related to 32 asset management products [1][2]. Illegal Trading Activities - Niu utilized insider information to conduct stock trading from June 2022 to August 2023, coordinating with another individual, Shi, to execute trades using Shi's account. The total amount of synchronized buying reached approximately 39.21 million yuan, with profits amounting to 751,400 yuan [2][3]. Details of Transactions - Niu's trading activities involved 75 stocks, with 98.68% of these trades being synchronized with the 32 products. The total synchronized buying amount was 39.21 million yuan, and the total profit from these transactions was 751,400 yuan [3][5]. Acknowledgment of Wrongdoing - Niu demonstrated a good attitude during the investigation, admitting to the illegal activities and signing a confession document. The evidence collected included account records and testimonies, which confirmed the violations of the Securities Law [4][5]. Legal Consequences - The Liaoning Securities Regulatory Bureau decided to confiscate Niu's illegal gains of 751,400 yuan and impose an equal fine of 751,400 yuan, based on the provisions of the Securities Law regarding insider trading [5].