证监会连发11份罚单！

Core Viewpoint - The China Securities Regulatory Commission (CSRC) issued 11 administrative penalty decisions related to insider trading, with a total penalty amount of approximately 60 million yuan [1][17]. Group 1: Insider Trading Cases - The first seven penalty decisions (No. 66 to 72) involved insider trading related to a company control change announcement made on April 23, 2023, with the insider information being formed no later than October 26, 2022 [3][4]. - Notable cases include Shao Lixing, who made a profit of 252,300 yuan through abnormal trading and was fined a total of 4 million yuan [6][9]. - Other individuals, such as Wang Zidong and Gu Ying, also faced penalties for trading during the insider information sensitive period, with fines ranging from 50,000 to 1.5 million yuan [7][8]. Group 2: Major Contract Announcements - The next three penalty decisions (No. 73 to 75) were related to insider trading during the sensitive period of a major contract announcement made on January 10, 2023, with insider information formed no later than November 13, 2022 [11][12]. - Chen Jinquan was penalized for making a profit of 5.79 million yuan, facing a total fine of approximately 28.95 million yuan [13][14]. - Zhang Yu and Jiao Jianan also received penalties for their trading activities, with fines of 381,420 yuan and 204,760 yuan respectively [14][15]. Group 3: Earnings Forecast Announcements - The last penalty decision (No. 76) involved insider trading related to an earnings forecast announcement made on October 19, 2022, with insider information formed no later than October 6, 2022 [15][16]. - Huang Pengfei and Liu Yixuan were penalized for trading during the sensitive period, with a total penalty amount of 1.6891 million yuan [16].